Regulatory Disclosures

Regulatory Disclosures

Vishal Trehan is registered with SEBI as Research Analyst with INH000016816 as the SEBI registration number. The registered office address of Vishal Trehan is G 1006, Corona Optus Society, Sector 37C, Gurgaon 122001.

• As a SEBI Registered Research Analyst I am offering stock advising services since Aug 2024. You can check our website home page for more details on service plan and our offerings. I also offer Model Portfolio and Algo Trading services. Drop us an email at vishaltrehan_ra_inh000016816@outlook.com to connect and discuss more.
  • Please note, I do not provide any execution or distribution service. I am not affiliated to any broker, Mutual Fund house or any other financial intermediary to promote or endorse their product & services. Furthermore, I am not registered as Investment Advisor and do not provide any customized investment advisory service.
  • I only provide recommendation & research services within the framework of SEBI RA regulations.

Investments in the securities market are subject to market risks. Read all the related documents carefully before investing.

Registration granted by SEBI, membership of BASL (in case of IAs) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

The content and data available in the material prepared by the research analyst and on the website of the research analyst, including but not limited to index value, return numbers and rationale are for information and illustration purposes only. Charts and performance numbers do not include the impact of transaction fee and other related costs. Past performance does not guarantee future returns and performances of the portfolios are subject to market risk. Data used for calculation of historical returns and other information is provided by exchange approved third party vendors and has neither been audited nor validated by the research analyst.

Information present in the material prepared by the research analyst and on the website of the research analyst shall not be considered as a recommendation or solicitation of an investment. Investors are responsible for their investment decisions and are responsible to validate all the information used to make the investment decision. Investor should understand that his/her investment decision is based on personal investment needs and risk tolerance, and information present in the material prepared by the research analyst and on the website of the research analyst is one among many other things that should be considered while making an investment decision.

The investor is requested to take into consideration all the risk factors before actually trading in derivative contracts.

We and our associates, officers, directors, and employees, Research Analyst (including relatives) worldwide may: (a) from time to time, have long or short positions in, and buy or sell the securities thereof, of company(ies) forming part of the products or reports created by the research analyst or (b) may have other potential/material conflict of interest with respect to any company(ies) in various products or reports created by the research analyst. Any such positions of conflict of interest will be appropriately disclosed and dealt with in accordance with applicable law.

The research analyst does not provide any promise or assurance of favorable view for a particular industry or sector or business group in any manner. The investor is requested to take into consideration all the risk factors including their financial condition, suitability to risk return profile and take professional advice before investing.

The analysts for various products or reports created by the research analyst certify that all of the information/material therein accurately reflect his or her personal views about the subject company or companies and its or their securities, and no part of his or her compensation was, is or will be, directly or indirectly related to company(ies) in various products or reports created by the research analyst. No part of this material may be duplicated in any form and/or redistributed without the prior written consent of the research analyst.

AI is used in creating the content of the research reports and proper disclosures will be given in the research report mentioning the extent of usage of AI.

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Grievance Redressal Process

Clients who have a complaint or query regarding any service provided by Vishal Trehan, SEBI Registered Research Analyst (INH000016816), may follow the process outlined below.

Step 1 — Contact the Research Analyst directly

Reach out through any of the following channels. Please provide your name, contact details, subscription details, and a clear description of the grievance.

Grievance Redressal / Escalation Matrix

As mandated by RAASB/SEBI, the following escalation matrix is displayed for investor reference. Vishal Trehan is an individual Research Analyst; accordingly, all roles are held by the same person.

Note: As an individual Research Analyst, the Compliance Officer and Principal Officer are the same person. Customer Care, Head of Customer Care, and CEO roles are not separately staffed.

Step 2 — Escalate to SEBI / ODR (if not resolved)

If the client is not satisfied with the response received, or if the grievance is not resolved within 21 days, the client may escalate to the following: